電子書籍詳細

電子書籍詳細


洋書 kinoppy

金融市場における法的リスクとコンダクトリスク(第3版)

Legal and Conduct Risk in the Financial Markets

3

McCormick, Roger   Stears, Chris

OUP Oxford 2018/03
624p.
出版国: GB
ISBN: 9780198749271
eISBN: 9780191066207
KNPID: EY00231863
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Full Description

This is the third edition of the only work to focus on the topic of legal risk, expanded in this edition to include much new material specifically on conduct risk. The book has been updated to take into account developments in the law and professional standards concerning such risks and associated values in the context of the financial markets.Significant (and in some cases, endemic) conduct-related scandals, such as the widespread mis-selling of financial products and LIBOR manipulation, exposed (even precipitated) by the Financial Crisis, have resulted in legal and regulatory change in equal measure (and profound effect) to that of the prudential and financial stability concerns captured in the second edition. Consequently this new edition fully examines the current approach to trust, ethics and conduct within the broader frameworkof reputational and legal risk. In doing so, it clarifies what constitutes legal risk in contemporary financial markets and how to manage it, drawing on examples and case studies.Other developments in areas such as the resolution/insolvency of banks, the revision of the UK regulatory structure from the FSA to the FCA and PRA, and the recently made new crime of reckless management of a bank are all considered in full. There is also discussion of trends in areas ripe for development such as fiduciary duty amongst financial markets participants.Combining practical emphasis with theoretical depth, this is an approachable and engaging reference guide to this important and evolving area of law.